SECURITIES LAW & ARBITRATION

Kim & Bae’s securities law and arbitration practice can provide legal representation for individuals and entities involved in securities disputes. This includes representation in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA), as well as litigation in state and federal courts.

We can help clients navigate the often-challenging process of resolving securities disputes through arbitration or litigation, and work tirelessly to protect their clients’ interests throughout the process.

our case study

– 73 MILLION DOLLAR LAWSUIT AGAINST CITI

Partners at Kim & Bae represented our Client in a case against Company “C” regarding losses due to KIKO. KIKO is an derivatives instrument used for currency hedging. Many mid to large sized Korean companies suffered big losses due to the sudden increase in currency rate following the Subprime Mortgage Crisis of 2008. Kim & Bae on behalf of Simmetch filed a claim for damages of $73 million against Citi, who was a seller of these contracts. (Simmtech v. Citi)